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主题 : 张翔:掌握英语口语--《超级口语教程》
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0  发表于: 2004-03-25   

张翔:掌握英语口语--《超级口语教程》

1:INTRODUCTION TOsgroupsDISCUSSION

 第一章小组讨论介绍

  小组讨论是指人们为了交流学习、解决问题、协调行动或促进理解而聚到一起进行协商的过程。人数少,从属感、人情味和针对性强等是小组讨论的特征。根据各种群体的功能,小组可以划分为任务小组、社会小组和教育小组。小组讨论的成败取决于多种因素,其中,效率、气氛、情感、目标、责任以及合作是其中的主要因素。

 

 Definition定义

  Group discussion refers to a process in which asgroupsof persons talk with each other (usually face to face) insgroupsto achieve some interdependent goal, such as increased understanding, coordination of activity, or a solution to a shared problem.

 

 Characteristics ofsgroupsDiscussion小组讨论的特点

  1. A small number of people for each to be aware of and have some reaction to each other. The typical number is three to seven, rarely more than fifteen.

  2. A mutually interdependent purpose, making the success of one member contingent on the success of all.

  3. Each personshavingsa sense of being part of the group.

  4. Interaction involving verbal and nonverbal channels, with words conveying the content of the discussion. Impromptu communication rather than prepared speeches is the essence, which involves give and take.

  5. A sense of cooperation among members. Although there may be disagreement and conflict, all members perceive themselves as searching for asgroupsoutcome that will be as satisfactory as possible to all, so that no one is frustrated at losing something to anothersgroupsmember.

 

 Types of Groups小组种类

  Groups can be defined in a different way; generally speaking, however, there are three basic types of groups:

  Task Groups

  Task groups are those groups formed to gather information, solve problems, or to perform a specific task.

  Many groups fall under the heading of task groups because their purpose and function is to govern, solve problems, or complete tasks. Most of organization-based task groups are known as committees. A committee is a small discussionsgroupsthat usually has no more than seven members. Committees can be characterized as follows:

  They have a particular task to do as part of a larger organization.

  They meet regularly.

  Members serve on them because of particular knowledge of interest.

  Members are not necessarily linked by personal or social connections.

  There are few enough people so they can address each other by name.

  Social GroupsSocial groups are those groups formed because of a common interest to plan social activities.

  Social groups generally get together to fulfill human needs to socialize. Few people in our society can function without human interaction on a regular basis. Social groups can range from an informal gathering of friends eating dinner together or talking about instructors to social organizations such as religious groups, minority groups, and clubs. Their functions overlap. When they invite a police officer to give a presentation on preventing date rape, they become an educational group.

  Educational Groups

  Educational groups are those groups formed to help the members learn about something.

  While a tasksgroupsfocuses on common task goals rather than socializing, and social groups fulfill human needs of communication and belonging, many groups function with learning as a goal. These groups differ from task and social groups because they emphasize personal goals and individual gain. Alcoholics Anonymous, Weight Watchers, and various other groups exist so that members can learn about and get help with their problems.

  Distinguishing asgroupssounds fairly easy and straightforward,however, many groups serve a variety of purposes. For example, Internet groups are often defined by more than one function. In a chat room, a socialsgroupsmay get together to discuss a topic of interest. But in another instance, a committee, whose members are at different locations, could participate on-line, making thatsgroupsa task group.

 

 Reasons for the Ineffectiveness ofsgroupsDiscussion小组讨论失败的原因

  There are a variety of reasons why thesgroupsmight not function effectively as a system. After asking people what problems they have had with groups, we have come up with four of the most frequent complaints.

  Lack of Efficiency

  Many people think that some discussion in which they were involved were a waste of time. They don’t believe that groups are efficient because, rather than working on the task, people“like to hear themselves talk”or because various people“had nothing to say and took too long to say it.”

  Certainly, discussion can be a waste of time, but not because of some inherent weakness in the process. Nothing magical happens just because people gather together to discuss.sgroupsdiscussion only works when we make sure that all parts of the system work. For example, our cars are a system-all parts work together. If we don’t put gas in our car or change the oil, the car will no longer take us to our destination. That is not because a car is inherently bad; it just needs maintenance. When onesgroupsmember fails to prepare for a discussion, thesgroupsmay not have anything useful to say or do. When leaders are not skillful in guiding members in productive directions, discussion will likely degeneratesintoschaos or just be pleasant but nonproductive gatherings. When members and leaders do not understand and implement the requirements for effective, purposive discussion, the process will probably be time-consuming and minimally productive.

  Inhospitable Climate

  A second complaint was about the climate for participation. There are aggressive talkers everywhere, and most people are not really prepared to compete with them. Many people felt intimidated by conflict and seek to avoid it; others may respond by open combat. Usually after being squelched two or three times, a person keeps silent.

  However, these difficulties also are not inherent in the discussion process. Your members must make careful choices about your own interpersonal behaviors. As you make choices that will affect the climate, you should also keep cultural differences in mind. Some cultures do not speak aggressively or make eye contact. If you assume that a person does not want to talk and you ignore him or her, then you will miss out on valuable ideas. It is important that during the first meeting you talk about how your discussion will proceed and that you are open and ask questions about interpersonal differences.

  Personal Feelings

  A third complaint reflected confusion over the appropriateness and role of personal self-disclosure. That some groups focus on the personal feelings of members in asgroupscontext can sometimes lead to problems. In a problem-solving group, task aspects should receive primary emphasis. Such an emphasis can also promote friendly and satisfying interpersonal relationships in some cases. By channeling emotionssintosthe hard work of gathering and evaluating information, and by recognizing that a small portion of the meeting should be dedicated to maintenance functions, personal feelings can support problem-solving rather than interfere with it.

  Personal Integrity

  The fourth complaint, and perhaps the most troublesome of all, came from individuals who felt they had to sacrifice personal integrity insgroupsto work with the group. Often, when five members of thesgroupsagree on an idea, the sixth person goes along with the majority to avoid being a holdout. It isn’t a consensus at all; the dissenter feels embarrassed by holding out and doesn’t want to endure the group’s resentment for taking up valuable time.It is important for individuals to remain individuals in thesgroupsand to feel free to express ideas.sgroupsprocess is designed to synthesize individual ideas to obtain“the greatest good for the greatest number.”Individual point of view cannot be synthesized unless it is expressed. Notice how a productive climate ties directly on this complaint as well. If individuals do not feel encouraged to express dissenting views, then they will not, and it is thesgroupswho will lose.

 

 Reasons for the Effectiveness ofsgroupsDiscussion小组讨论成功的原因

  Goodsgroupsdiscussion does not just happen automatically; the members must work at it. We believe that individuals can make things happen by saying what needs to be said when it needs saying. It also means that we make some basic assumptions about what happens in discussion. We will cover five basic premises of effectivesgroupsdiscussion.

  Effective Discussion Is Goal-Oriented

  When we talk aboutsgroupsdiscussion, we do not include all the things people can do together in groups. For our purposes, a small number of people gathering and sharing ideas does not makesgroupsdiscussion, even though it may classify as asgroupsconversation.

  When we talk ofsgroupsdiscussion, we are dealing with a relatively formal process. It is purposive talk by people who have formed groups to make decisions, to solve problems, to declare policy, to evaluate programs, to collect and examine facts, to administer operations, to select personnel, and so forth. The kind ofsgroupsproblem-solving almost always requires some kind of formal outcome.

  It doesn’t matter whether yoursgroupsis in industry, the community, or the classroom or whether members have volunteered or have been assigned. The kind of discussion we are talking about is purposive activity intended to accomplish some goal that the individual acting alone could not attain or that no single individual could handle because so many people have an interest in the outcome.

  Effective Discussion Is Regulated by a Public Agenda

  Group discussion requires that a number of people with different ideas and points of view come together and talk insgroupsto solve problems. Due to the volume of different ideas, it is important to have procedures that all participants can follow. These“rules of order”will help members focus on the task in a systematic, effective way. Procedural rules help reduce conflict and uncertainty and help members to focus on a common goal. When discussion participants follow an agenda, they can process their ideas intelligently and increase their chances of achieving a workable solution to the problem.

  Effective Discussion Requires the Responsibility of EverysgroupsMember

  A system is more than the sum of its parts. This is true only if all of the parts are working properly. All too often groups are composed of some individuals who refuse personal responsibility. They arrive unprepared and don’t participate. Yet, at the end of the project, they feel free to criticize everyone else.

  To be effective, members must be committed to listen, to think through, to reason, and to share the results of their reasoning with the group. All members must adopt a critical attitude toward the information they collect and that which is presented by others. To do this, all members must know what is expected, what possibilities exist for behaviors and, most important, how to separate personality from their own comments.

  Effective Discussion Presumes Cooperative Efforts and Attitudes

  Group discussion is not forums in which individuals may orate on behalf of their favorite causes or charities.sgroupsmembers are required of participation obligated to have ideas about the topic or question under discussion. You are obligated to present those ideas and to listen to the ideas of others. You are entitled, even urged, to criticize ideas dissent when it is reasonable, and argue when you are legitimately motivated to do so. Keep in mind, though, that your goal is not to“defeat”or“criticize”the people who disagree with you, but for each of you to come closer to a common position. This will help yoursgroupsto achieve the cooperative spirit ofsgroupsdiscussion.

  Effective Discussion Requires Leadership

  Someone needs to be responsible for making the process work. In problem-solving groups, someone must be responsible for the following.

  Oversee liaisons with agencies

  Coordinate work that is assigned

  Make sure work gets completed

  Keep records

  Keep participation going in the group

  Referee conflicts

  Maintain files of information and ideas

  Notify thesgroupsof times and place of meetings

  Above all, someone must lead. While discussion groups can distribute leadership tasks among members, we advocateshavingsa central person responsible for overseeing tasks. There are many ways to select a leader and many responsibilities for the leader to perform. We will focus on them in depth in another chapter.

 

 Exercises练习

  This icebreaker exercise can be done in thesgroupsdiscussion of the class. The exercise is designed to help you get acquainted withsgroupsmembers and reduce the tension and formality that exist among strangers. The entiresgroupsshould sit in a circle so members can see each other face to face. Use a name card large enough to be read across the table.

  a. First, draw a picture to illustrate each of the following statements about yourself. Each person responds to the first statement before proceeding to the next. Begin each set of answers with a different person and proceed around the circle until all have answered.

  I am taking this course because...

  Being in a smallsgroupsmakes me feel...

  The thing I like best about myself is...

  The thing I like least about myself is...

  It would surprise most people if they knew that I...

  No matter what anyone says, I will not change my mind about...

  I really dislike...

  My favorite activity is...

  Then years from now I see myself as...

  b. Briefly discuss the following:

  Who is most like you?

  Did anybody’s answers particularly surprise you? Why?

  How do you feel now about your class?

  What have we learned from this exercise?
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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1  发表于: 2004-03-25   
2:QUESTIONING AND LISTENING

 第二章提问和倾听

  有效的小组讨论要求参与者具有问问题的技巧和听别人讲话的耐心。只有提出合理的问题,才能推动讨论的进展;只有耐心地听取别人的观点,才能理解别人的立场和态度,从而实现小组的目标。本章将讨论参加者该如何积极倾听别人的意见并提出建设性的问题。

 

 Effective Questioning有效提问

  Questioning

  An important focus of democratic discussion should be on getting as many people as possible deeply engaged in the conversation. Whatever being said and done should facilitate and promote this level of engagement. As a number of commentators have pointed out, at the heart of sustaining an engaging discussion are the skills of questioning and listening. Of the three, learning to question takes the most practice and skill. Although it is certainly true that the kinds of questions one asks to begin a discussion set an important tone, it is equally true that subsequent questions asked by both thesgroupsleader and the members can provide a powerful impetus for sustaining discussion. Indeed, how we ask questions can make the difference between a discussion that goes nowhere and one that turnssintosa“complex communal dialogue that bounces all around the room.”

  Types of Questions

  Once the discussion is moving along, several kinds of questions are particularly helpful in maintaining momentum.

  Questions That Ask for More Evidence

  These questions are asked when participants state an opinion that seems unconnected to what’s already been said or that someone else in thesgroupsthinks is erroneous, unsupported, or unjustified. The question should be asked as a simple request for more information, not as a challenge to the speaker’s intelligence. Here are some examples:

  How do you know that?

  What data is that claim based on?

  What does the author say that supports your argument?

  What evidence would you give to someone who doubted your interpretation?

  Questions That Ask for Clarification

  Clarifying questions give speakers the chance to expand on their ideas so that they can be understood by other members in the group. Here are some examples:

  Can you put that in another way?

  Would you give us an example on what you are talking about?

  What do you mean by saying that?

  Can you explain the term you just used?

  Could you give a different illustration of your point?

  Open Questions

  Questions that are open-ended, particularly those beginning with how and why, are more likely to provoke others- thinking and problem-solving abilities. Here are some examples of open questions:

  Savage says that when facing moral crises, people who agonize don’t act, and people who act don’t agonize. What does he mean by this?

  Racism pervaded American society throughout the twentieth century. What are some signs that things are as bad as ever? What are other signs that racism has abated significantly?

  Why do you think many people devote their lives to education despite the low pay and poor working conditions?

  Linking or Extension Questions

  An effective discussion leader tries to create a dialogical community in which new insights emerge from prior contributions ofsgroupsmembers. Linking or extension questions actively engage members in building on one another’s responses to questions. Here are some examples of such questions:

  Is there any connection between what you’ve just said and what Patrick was saying a moment ago?

  How does your comment fit in with John’s earlier comment?

  How does your observation relate to what thesgroupsdecided last week?

  Does your idea challenge or support what we seem to be saying?

  How does that contribution add to what has already been said?

  Hypothetical Questions

  Hypothetical questions ask others to consider how the circumstances of a case is changing might alter the outcome. Because such questions encourage highly creative responses, they can sometimes cause members to veer offsintosunfamiliar and seemingly tangential realms. But with asgroupsthat is reluctant to take risks or that typically answers in a perfunctory, reutilized manner, the hypothetical question can provoke flights of fancy that can take asgroupsto a new level of engagement and understanding. Here are some examples of hypothetical questions:

  How might World WarⅡhave turned out if Hitler had not decided to attack the Soviet Union in 1941?

  In the video we just saw, how might the discussion have been different if the leader had refrained from lecturing the group?

  Cause-and-Effect Questions

  Questions that provoke members to explore cause-and-effect linkages are fundamental to developing critical thought. Here are some examples:

  What is likely to be the effect of raising the average salary from 300 hundred pounds to 500 hundred?

  How might the salary raise affect production?

  Summary Questions

  Finally, one of the most valuable types of questions that can be used invites others to summarize or synthesize what has been thought and said. These questions call on participants to identify important ideas and think about them in ways that will aid recall. For instance, the following questions are usually appropriate and illuminative.

  What are the one or two most important ideas that emerged from this discussion?

  What remains unresolved about this topic?

  What do you understand better as a result of today’s discussion?

  Based on our discussion today, what do we need to talk about next time if we’re to understand this issue better?

  What key word or concept best captures our discussion today?

  Summary

  By skillfully mixing all the different kinds of questions outlined above,sgroupsleaders or members can control or follow the pace and direction of conversation, keeping others alert and engaged.

 

 Effective Listening有效倾听

  What Is Listening

  Listening comprises the steps of hearing and interpreting. Hearing is a physiological process that involves the reception of sound waves by the ear. It is only the first element of listening, which also includes the interpretation of those sound waves (and other signals) to determine what the sender meant. A person with acute hearing may be a poor listener who does not interpret others’statements accurately or respond appropriately. In contrast, someone with considerable hearing loss may be a good listener who is motivated to understand others the way they want to be understood. Suchsgroupsmembers attend closely to the interaction, ask others to speak up, and check the accuracy of their interpretations.

  How to Be a Good Listener

  Roach and Wyatt suggest four important things to remember if you want to be a good listener. First, good listeners pay attention to the context of what is said. Have you ever been quoted“out of context?”If so, you know that context can change the entire meaning of what is said. Suppose Mary says she’s not sure the president of your organization will read your group’s entire report right away because she’s in the middle of performance reviews with all the committee heads. Saying“Mary said the president wont bother to read our report”seriously distorts what Mary said and ignores the context of the president being too busy at the moment to give the report full attention.

  Second, good listeners pay attention to the feelings of the speaker. Remember the affective component of a message? When Tom says,“Yes, that idea is fine”in a resigned, flat tone of voice, he’s probably expressing a negative feeling about the idea, without actually saying so. A good listener will verify that interpretation:“Tom, you said you like it but you don’t sound too enthused. Would you share your concerns with us?”

  Third, when the organizational pattern a speaker uses is confusing, good listeners help speakers make themselves clear by asking questions to clarify. For example, Shanda is a statistics whiz who completed all the computer analyses for your group’s project. She knows her stats so well that she skips steps in explaining them to the rest of you, who are lost. You can help her communicate more clearly by asking her questions that encourage her to fill in the gaps.

  Finally, it is important to interpret silence carefully. Silence can mean that people don’t understand what was said, that they don’t agree, that they are apathetic, or that they are hoarding information as a power play.sgroupsleaders often mistake silence for agreement when it is something else. Again, a well-timed question will help interpret silence correctly.

  Pitfalls to Listening Effectively

  Our listening is impaired when we are tired, preoccupied, or overloaded with information and noise. But even when we are not bothered by such concerns, we still may listen poorly as a result of bad habits we are not aware of. We either do not pay attention carefully to the speaker, or we pay too close attention-to the wrong things! The following are behaviors that interfere with good listening:

  1. Pseudolistening.

  Pseudolistening refers to faking the real thing. Pseudolisteners nod, smile, murmur polite responses, look the speaker in the eye, and may even give verbal support like“right”or“good idea.”But behind the mask, the pseudolistener has“zoned off”on a daydream, a personal problem, sizing up the speaker, or mentally preparing a response. When such behavior is challenged, most pseudolisteners blame the speaker (“That stuff he was saying was boring”) when they really hadn’t given the speaker a chance.

  2. Sidetracking.

  Related to pseudolistening is sidetracking,swheresyou allow something another member said to send you offsintosyour own private reverie. Sometimes you sidetrack the conversation in a completely inappropriate direction, thereby wasting the group’s time.

  3. Focusing on irrelevancies and distractions.

  Sometimes distractions such as background noises, furnishings, and the temperature make it difficult for us to concentrate on the speaker. At other time, undue attention to speaker characteristics such as dialect, appearance, or personal mannerisms interfere, causing us to miss important points.

  4. Silent arguing.

  Many people listen selectively for information that confirms views they already hold. When they hear information that contradicts their chosen positions, silent arguers carry on an internal argument that opposes what they think the speaker has said.

  You cannot listen both to yourself and a fellowsgroupsmember. You cannot mentally rehearse a reply at the same time you are striving to understand another. If you listen primarily to find flaws and argue them in your mind, you are unlikely to understand the speaker, the context of the remarks, and the meaning the speaker intends. We are not saying,“Don’t argue.”We are suggesting that you make sure you understand others first, well enough to be able to paraphrase their remarks to their satisfaction, before you argue.

  5. Premature replying.

  Similar to silent arguing, premature replying need not involve disagreement. Most commonly, a person prepares mentally to make a remark before fully understanding the speaker’s comment or question. It is also common forsgroupsmembers who know each other well to think they know what others are going to say before they say it - but they aren’t always right! Jumping to a conclusion before the other has finished speaking results in a disjointed discussionswheresthe subject keeps switching.

  6. Listening defensively.

  When we feel psychologically threatened, we don’t listen well. Feeling vulnerable, we generally quit listening insgroupsto invent ways to defend ourselves and attack the perceived threat. This is called defensive listening.

  Effective Listening in a Group

  Smallsgroupsmembers must work at understanding each other while they keep thesgroupsdiscussion structured and organized. Two types of listening are especially helpful for accomplishing this: active and focused.

  Active Listening

  A good test of how well you have been listening is a technique called active listening. This technique virtually forces the listener to understand a speaker before replying or adding to a discussion. The main rule is that you must state in your own words, or paraphrase what you understood the previous speaker to mean, then ask for a confirmation or correction of your paraphrase. The following example illustrates the technique:

  Sender: I don’t know how I am going to solve this messy problem.

  Receiver:You’re really stumped on how to solve this one.

  Sender: Please, don’t ask me about that now.

  Receiver: Sounds like you’re awfully busy right now.

  Sender: I thought the meeting today accomplished nothing.

  Receiver: You were very disappointed with our meeting.

  Another example:

  Daniel: If every college graduate were required to demonstrate some competence in using a computer, that might help right at graduation. But computers are changing so rapidly that graduates would be no better off in a few years than if they had no such training, unless they kept up to date or had to use a computer all along. (opinion)

  Taylor: Do I understand you right? Are you saying that a computer science course should not be required to get a degree? (attempted paraphrase of Daniel’s opinion)

  Daniel: No, just that it should be more than just how to use a computer. You ought to understand computers, and what they do and don’t do. (rejects the paraphrase and attempts to clarify)

  Taylor: So you think there should be a requirement for a graduate to be able to explain what computers can and can’t do, as well as be comfortable with a computer. (second attempt at paraphrasing Daniel’s opinion)

  Daniel: Yes, more than a course as such. (confirms Taylor’s paraphrase)

  Taylor: I agree with that idea, and think we should also have a requirement for ability to investigate, organize, and write a term paper. (His paraphrase was confirmed, Taylor is now free to add his opinion, on a new topic, to the discussion.)

  Active listening slows the pace of interaction. If you are not used to listening actively, you may at first find yourself with nothing to say for a moment after the other finishes speaking. Keep practicing; soon you will find yourself making spontaneous responses instead of preplanned or irrelevant remarks. Above all, don’t pseudolisten, which often damages trust and cooperation.

  Becoming an active listener in a smallsgroupstakes practice, but the supportive climate you help create when you listen actively increases cohesiveness and cooperation in your group. You also will learn when this technique is needed, and when it will unnecessarily slow the groups progress.

  Focused Listening

  Group members often have problems recalling what was discussed. During the excitement of exploring a new idea, it is easy to forget vital information, even though that is the responsibility of each member. Focused listening helps members recall important information, ideas, and issues discussed during a meeting.

  Effectivesgroupsmembers maintain their perspective on the discussion as a whole by focusing their listening on the main points of the discussion. They organize the details - specific facts and opinions - by issue. Ironically, focusing on the main points helps them remember details better. If you want to be a productive group,keep track of the main issues by using key words rather than complete sentences, so you can reorient thesgroupswhen someone switches topics before closure has been reached. Focused listeners can serve as process observers who readily keep track of the discussion. They often provide an internal summary, or brief review of what has transpired up to that point in the discussion, thus keeping the discussion orderly and easy for other members to follow. Thesgroupsbenefits greatly from focused listeners who help keep it on target.

  Summary

  Listening is a complex process that involves both hearing and interpretation. Many factors, including one’s culture, can affect the interpretation process. Several specific pitfalls on listening include focusing on irrelevancies, pseudolistening, side-tracking, silent arguing, premature replying, and defensive listening. Mutual understanding is helped by active listening, during which a listener paraphrases what the speaker has said insgroupsto try to understand the speaker as he or she wants to be understood. Focusing on main issues and decisions helps members keep discussions structured and organized.

  Exercises练习

  Ask a question or make a comment that shows you are interested in what another person has said.

  Ask a question or make a comment that encourages someone else to elaborate on something that person has said.

  Make a comment that underscores the link between two people’s contributions.

  Make this link explicit in your comment.

  Use body language (in a slightly exaggerated way) to show interest in what different speakers are saying.

  Make a comment indication that you found another person’s ideas interesting or useful. Be specific as to why this was the case.

  Contribute something that builds on or springs from what someone else has said. Be explicit about the way you are building on the other person’s thoughts.

  Make a comment that at least partly paraphrases a point someone has already made.

  Make a summary observation that takessintosaccount several people’s contributions and that touches on a recurring theme in the discussion.

  Ask a cause-and-effect question-for example,“Can you explain why you think it’s true that if these things are in place, such and such a thing will occur?”

  At an appropriate moment, ask thesgroupsfor a minute’s silence to slow the pace of conversation and give you and others time to think.

  Find a way to express appreciation for the enlightenment you have gained from the discussion. Try to be specific about what it was that helped you understand something better.

  Disagree with someone in a respectful and constructive way.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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2  发表于: 2004-03-27   
3:HOW TO BECOME A SUC-CESSFULsgroupsLEADER

 第三章如何成为成功的小组领袖

  小组中的组员像砖块,小组中的组长像灰泥,砖块是整体不可或缺的材料,但是没有灰泥就不能将它们整合在一起。本章将集中论述在小组讨论中组长的影响和功能。

 

 Introduction介绍

  Accepting a position of designated leader means taking on special responsibilities and duties to serve the good of the group, as well as the larger organization of which it is a part. This, we believe, should be the central principle of any philosophy of smallsgroupsleadership.

  The metaphor we suggest is that the members are the bricks and the leader is the mortar that binds them together, the bricks provide the support and substance of the group, but the mortar allows the wholesgroupsto hold its shape - completes the structure, so to speak. This concept of the leader as completer, as articulated by Schutz , suggests that“... the best a leader can do is to observe what functions are not being performed by a segment of thesgroupsand enable this part to accomplish them”or, if necessary, perform them.

  

Influences of asgroupsLeader小组领袖的影响

  Effectiveness in achievingsgroupsgoals grows out of leader’s action choices, which influence four dimensions of problem solving: members- perceptions of the leader; members- perceptions of themselves and of each other; members- perceptions of thesgroupsas a whole; members- judgment on substantive issues. True to the systems perspective, these four dimensions interact.

  Influencing Members- Perceptions of the Leader

  Consciously or unconsciously, leaders influence how members perceive them. The most effective leaders do this at a conscious level insgroupsto control how they appear and thus how they influence others. Leaders who act informally and socialize with members promote perceptions of themselves as relaxed, unassuming, and part of the team. This can be helpful in putting members at ease and in minimizing status differences between leaders and members. It may also be appropriate when an appointed leader first takes charge and wants to show members he or she is not stiff and does not intend to run the whole show. The leader should be careful, however, not to act so informally that it is not possible to tighten up later if the need emerges.

  Influencing Members’Perception of Themselves and of Each Other

  Leader’s actions influence how members perceive themselves and what they regard as appropriate orientations tosgroupswork. Through references to each member’s participation, achievement, and skill, a leader contributes to role development in the group. By appointing people to record, present position papers, a leader enhances their visibility. Punctuality and attendance are encouraged by leadership actions that censor violations. If a member starts dragging in late or skipping meeting, the leader should indicate disapproval quickly before members conclude it is acceptable to miss meetings. Norms form quickly, so a leader must act with dispatch. By putting individuals on the spot, the leader can enforce discipline without resorting to heavy penalties. Also, the leader demonstrates to other members that lateness and absenteeism are not condoned. Remember, the leader is a prime setter ofsgroupsnorms.

  Influencing Members’Perceptions of the Group

  The leader can also promote the perception of thesgroupsas a whole by encouraging themes, slogans, or logos for the group. We generally encourage class groups to come up with a name. Slogans help asgroupsto see their purpose as a group.

  Influencing Subjective Judgments of the Group

  Generally leaders should try to avoid acting as advocates, because they have strong influence over members. Sometimes, however, advocacy is necessary. When it is, the leader should distinguish between personal views and those associated with the positions of leader - for example,“The executive committee will never accept the plan we’re discussing. They’ve turned down every committee proposal that restricts executive privileges. If we want to have any impact on corporate policy, we’ll need to find the next best plan.”This comment reflects the role of a leader. By contrast, the following is a personal stance, unlikely to win support,“I don’t believe in that, and I want an alternative.”

 

 Functions of asgroupsLeader小组领袖的作用

  Designing the Agenda

  An effective leader understands the issues that must be discussed and will organize them in a way that facilitatessgroupsprogress. Leaders who have solid overviews of the task and who distribute a logical agenda to thesgroupsusually provide effective guidance.

  Competent leader often prepare two outlines: one that is private and one that is distributed to members. The private outline identifies key issues and the leader’s questions or concerns about each. Specific questions or comments may be noted and potential resources may be penciled in. The second outline, known as the public agenda, is for members and should be distributed in advance. The purpose of the public agenda is to inform members of what will be covered at a particular meeting so that they can prepare for productive, informed discussion. Leaders who distribute public agendas in advance of meeting close the door for excuses:“I didn’t know we were going to work on that tonight, so I’m not prepared to report.”

  The public agenda need not be lengthy; its purpose is to inform every one of the topics that will be covered. Here, for example, is a public agenda for an initialsgroupsmeeting:

  Agenda for the Opening Meeting

  1. Why was thissgroupsset up?

  2. What are we charged to produce or do and for whom?

  3. How were the members of thissgroupsselected? Do we have special talents, experiences, etc., pertinent to the task?

  4. How do we want to run this group? What do you expect from me as the leader? What kind of schedule is reasonable for meeting dates and times?

  Please come prepared to discuss four items at the opening meeting at 4∶00 p.m. on Monday, November 12, in 107 Memorial Hall.

  Members who receive an agenda like this are more likely to come prepared for productive discussion.

  Promoting Teamwork and Cooperation

  Establishing a climate of trust will do more than anything else to develop cooperation and teamwork among members. In addition toshavingsclear, inspiring goals and trust, there are specific things a designated leader can do to promote teamwork.

  1. Speak of“us”and“we”,rather than“I”and“you.”

  The leader should convey, verbally and in various other ways, that he or she is a full-fledged, committed member of the group. The designated leader also should ask what it means if another member consistently refers to thesgroupsas“you.”

  2. Create symbols ofsgroupsidentification.

  A sense of unity can be fostered by inside jokes, shared fantasies, logos, a name for the group, slogans, T-shirts, and so on.

  3. Watch for and challenge any hidden agenda item that seems to conflict withsgroupsgoals.

  If you suspect a hidden agenda item is interfering withsgroupsfunctioning or goal achievement, promptly bring this to the attention of the group:“Roger, you have rejected the suggestion thesgroupshas proposed without examining it fully. As a result, members are becoming frustrated and angry. Is there something going on that we should know about?”Avoidance makes such problems worse.

  4. Share all rewards with the group.

  Designated leaders often receive praise from authority figures of a group’s parent organization. Wise leaders give credit to the group, they comment about what thesgroupshas done, express pride in being a part of the group, and acknowledge the service of all members.

  5. Keep arguments focused on facts and issues, not personalities.

  Step in at once if any member starts an attack on another’s personality, ethnicity, or character. However, recognize also that members may have strong feelings about some issues, so don’t squelch expressions of feeling, as long as those expressions do not denigrate others.

  6. Don’t let the discussion get so serious that members cannot enjoy themselves.

  Humor may help reduce the tensions generated when people work hard together at the job of hammering out ideas. Good task leaders may have trouble with humor. Lee observed, for instance, that many of the most efficient leaders lacked human warmth, but groups need both efficiency and satisfying interactions. If you are not skilled at tension release, enlist the help of members who are. Bring thesgroupsback to task after the joke is over or the fantasy has chained out.

  7. When asgroupsseems to be deadlocked, look for a basis on which to compromise.

  Perhaps you can synthesize parts of several ideassintosa consensus solution or you can suggest a mediation procedure. However, to do so you must have been even-handed as the leader. Remaining somewhat detached from the fray, while listening, observing, and maintaining perspective.

  Keeping the Balance

  Balance is one of the keys to good discussion. When one or two people dominate the exchange of ideas, the benefits for the wholesgroupsare greatly diminished. Similarly, when groups identifiable by gender, race, class, or ideology completely withdraw from the discussion, the range of ideas being explored is greatly reduced. Of course, perfect balance is impossible, but attention to who’s speaking and who isn’t is one of the crucial elements in making discussion work.

  We would illustrate this through three scenarios happened during class discussions led by the teacher.

  Three Scenarios of Balance and Imbalance

  What follows are three short discussion scenarios that focus on how the leader’s role affects the course of events. They show a teacher who exerts too much control over the discussion, a teacher who is too aloof, and a teacher who comes close to striking roughly the right balance.

  Scenario 1: Too Much Teacher Control

  Teacher: The assignment for the day was to read the conclusion of teacher Mike Rose’s remarkable autobiography, Lives on the Boundary. Rose not only concludes his story with some very concrete examples of how to cross cultural and class boundaries but shows us as well the implications of these examples for shaping educational policy. One of the strengths of the book is Rose’s ability to move back and forth between the worlds of classroom practice and national policymaking. What do you think of the way Rose handles this?
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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Student 1: I guess I didn’t notice what you’re talking about, but I was really impressed with what he says on page 222 about being hopeful and assuming that good teaching can make a big difference for students.

  Teacher: Yes, that’s important, but almost the whole chapter that includes the quote you cite shows Rose going back and forth between practice and policy. Let me show you what I mean. (Reads about a page of material.) Isn’t that impressive? One of the things that makes this book great is that the implications for reform emerge from the particulars of everyday teaching. Anybody want to comment on that?

  Student 2: I think Rose is a great teacher, but does he really think that every student can learn?swheresdid he get that faith in everybody?

  Student 3: I have the same question, and I’m also disturbed by the fact that this is a story, that it necessarily has a plot. Doesn’t the need to have a plot affect the incidents Rose relates and how they get resolved? How much does this really help us understand the messy world of day-in, day-out teaching?

  Teacher:I think you are all missing the point. This is a great story about one person’s successes and failures in teaching. It has a plot, sure, but that plot can still be translatedsintosproposals for reform. I mean, what do you think Rose’s reform proposals would look like?

  Student 4: I don’t know about school reform, but could we talk about the episode when Rose helps that student make sense of the standardized test she took? With just a little help, she’s able to figure most of it out. How often do you think that happens with our students who regularly do poorly on achievement tests?

  Teacher:Let’s take a look at that a little. I still want to know what you think Rose can teach us about school reform. (Long silence.)

  The teacher in this excerpt is much too dominant and controlling. He insists on sticking to his own agenda despite his students- resistance. Moreover, he ignores the excellent questions his students raise, each of which could have led to a productive exchange. The teacher clearly likes the book and wants his students to like it,too. He is also intent on exploring the“big”issues of policy and reform. His students are much more interested in discussing and questioning its specifics. The potential for enlightening discussion is enormous here; students are taking a lot of initiative, and there is a great deal of participation. Unfortunately, the teacher is just too self-absorbed to see it.

  Scenario 2: Too Little Teacher Participation

  Teacher: What do you think of the last section of Rose’s Lives on the Boundary?

  Student 1: I liked it, especially what he says on page 222 about remaining hopeful and using good teaching practices to help even the most poorly prepared students.

  Student 2: I’m not sure why he’s so hopeful.swheresdoes that faith come from? I’ve been in lots of situationsswhereseven the best and most dedicated teachers couldn’t help their most difficult students.

  Student 3: I have,too. Also, even though I liked the way Rose tells his story. I’m not sure there’s much to learn from it. Stories are not like day-to-day teaching. There’s no plot of climax in real-life teaching. Just plugging away and trying to make the best of it.

  Student 4: But aren’t some of the incidents revealing? What about the example of the student who at first does poorly on the achievement test and then does much better with little coaching from Rose?

  Student 5: I think Rose knows about underachieving students because he was there once himself.

  Student 6: But he also became a scholarship student. I don’t think he does know what it’s like to struggle with poor preparation, limited skills, and especially racial discrimination.

  Student 7: Does he still teach writing to students at UCLA, or is he doing something else now?

  Teacher: He still teaches writing, but he also has an appointment in the School of Education.

  This scenario seems, superficially, an improvement. Seven rather than four students have spoken, so the level of participation is higher. However, although there is enormous potential for discussion in the issues students raise, there is almost no continuity, no attempt to build on individual comments. Instead, the teacher responds to only one question - the one that is the least interesting and least likely to go anywhere. If the teacher had intervened just once or twice, each of the issues raised by students could have been considered and developed much more fully.

  For instance, the teacher could have asked the first two students, who appear to disagree, to talk to each other about the citation from page 222. Questions she could have posed are“Does page 222 give any clues to the source of Rose’s hope and faith?”and“Where else would we look in the text to support one view or the other?”The whole issue of plot and story also seems rich. The teacher could ask.“In what ways do stories help us understand everyday experiences and practices?”and“In what ways are stories a flawed source?”The point here is not for the teacher to give her own views but for her to ask a question or raise an issue that gets students talking to one another.

  Scenario 3: A Better Balance

  Teacher: The assignment for today was to read the conclusion of teacher Mike Rose’s autobiography, Lives on the Boundary. Rose not only concludes his story with some concrete examples of how to cross cultural and class boundaries but also shows us some of the implications of these examples for shaping educational policy. Could you comment on some of these examples and their value for promoting educational reform?

  Student 1: The quote on page 222 was especially important. We must assume that students have potential and ability and then act accordingly. That should be the basis for all educational change.

  Student 2: Maybe, but what makes him so hopeful?swheresdoes that faith come from? I’ve seen lots of situationsswhereseven the best and most dedicated teachers couldn’t help their most difficult students.

  Student 3: I have,too. Although I like the way Rose tells his story. I’m not sure there’s much to be learned from it. Stories are not like day-to-day teaching. There’s no plot or climax in real life teaching. Just plugging away and trying to make the best of it.

  Student 4: But aren’t some of the examples revealing? What about the student who at first does poorly on the achievement test and then greatly improves with a little coaching from Rose?

  Student 5: I think Rose knows about underachieving students because he was there himself.

  Student 6: But he also became a scholarship student at UCLA. He may have lost touch with those roots. I don’t think he knows what it’s like to struggle with poor preparation, limited skills, and especially racial discrimination.

  Student 7: Is he still teaching writing to students at UCLA, or is he doing something else now?

  Teacher: He’s still teaching writing, but now he has an appointment in the School of Education. But I want to get back to the other point. Can Rose teach us some valuable things about educational reform, or is his stance too idealistic, too removed from the realities of real classrooms?

  Student 5: I still think his background as a student who was mistakenly put in the vocational track gives him a valuable perspective on injustice and on the failure to realize the promise of educational opportunity.

  Student 6: You know, I forgot about that incident. It probably still has an important impact on his thinking and practice.

  Student 3: I just don’t trust the story format. He makes it all come out so neatly in the end.

  Student 1: Does he? I think he’s quite realistic about how much can he accomplish with students who have been neglected and oppressed. All those years of bad education are a great burden, but progress can be made, especially when we retain hope.

  Student 3: But his determination to create a narrative of hope frees him of the obligation to recount all the failures, all the partial successes.

  Student 2: And why be so hopeful? What’s the reason for keeping the faith?

  Teacher: I think there may be at least two reasons for doing so, both of which are in Rose.

  Student 5: May I?

  Teacher: Please, go ahead.

  Student 5: Rose is hopeful because there is no other choice. Despair is not a good basis for change.

  Student 2: What about revolution?

  Student 5: Perhaps, but while we wait for the revolution. Rose shows that if you’re patient and try hard to cross boundaries, if you keep looking for abilityswheresothers have only seen deficiency, great strides can be made.Teacher: Rose is like Dewey in a way. He can’t imagine being anything but faithful, but it is not a blind faith. It emerges from experience.

  Student 2: Well, could we talk about some of those experiences specifically? What are the concrete bases for his educational faith?

  Teacher: Let’s do that.

  Perhaps the thing that most clearly distinguishes this scenario from the others is that here the discussion builds. At first students aren’t really conversing, but with a little prompting from the leader, they begin talking and responding to each other. There is clear disagreement, which is tolerated and even encouraged, but with assistance from the teacher, there is also some basis for agreement. The teacher makes six brief comments in this dialogue, but all but two (first and second to last) are intended to foster increased interaction and continuity. The scenario ends with the promise of much more discussion based on close attention to the text. This probably wouldn’t have happened without the teacher’s contributions.

  Of course, this scenario may come across as a bit too idealistic; good discussions don’t materialize as effortlessly as this one seems to. But it is surprising what a difference a few well-placed questions and comments can make. This scenario shows thatsgroupsleaders don’t have to intervene constantly or absent themselves entirely to make discussion work.

 

 Summary总结

  A designated leader is expected to perform a variety of administrative, structuring, and developmental activities on behalf of the group. A democratic designated leader encourages members to enact a variety of leadership functions while serving as a completer for functions not being supplied by other members. A leader has great influences on the discussion process and also has many responsibilities to take.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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4:HOW TO BECOME A SUCCESSFULsgroupsMEMBER

 第四章如何成为成功的小组成员

  高效的小组讨论对组长提出了很高的要求,同时也要求每个讨论的参与者具有较高的素质。在心态方面,这些素质包括热情、参与、认真、谦虚、欣赏和希望;在其他方面,还要求他们保持对语言的敏感。

  

Elements to Be a Successful

 

 Group Member

 

 成为成功的小组成员的要素

  If discussion-based groups are to be crucibles for democratic processes and mutual growth,sgroupsmembers need to practice certain dispositions. There are many such dispositions worth considering. Those that are particularly important for us are hospitality, participation, mindfulness, humility, mutuality, appreciation, hope, and verbal sensitivity.

  Hospitality

  Parker Palmer writes about hospitality as one of the foundations for good dialogue. By hospitality he means an atmosphere in which people feel invited to participate.

  Hospitality implies a mutual receptivity to new ideas and perspectives and willingness to question even the most widely accepted assumptions. There is nothing soft about hospitality. It does not mean that standards are lowered or that heightened concern for one another is taken as an end in itself. Hospitality does not make learning easier or less burdensome, but it does“make the painful things possible, things without which no learning can occur - things like exposing ignorance, testing tentative hypotheses, challenging false or partial information, and mutual criticism of thought.”Taking hospitality seriously also means balancing seriousness of purpose with lightness of tone and employing self-deprecating humor, particularly when the tension becomes too great.

  Participation

  In any strong democratic community, everyone is encouraged to participate in significant ways on as wide a range of issues as possible. In other words, democratic discussions work best when a large percent ofsgroupsmembers participate, when they do so on many different occasions and with respect to many different issues, and when what they contribute adds depth and subtlety to the discussion. When a wide variety of members express themselves, other participants are challenged to consider and digest a diverse range of views. This results in a richer and more memorable learning experience for all.

  Mindfulness

  In general, mindfulness is a crucial component of any really good discussion. Without learners who are willing to listen carefully and patiently to what others have to say, discussion cannot proceed beyond the most superficial level. Teachers must model a high level of attentiveness to convey the importance of being mindful. When the two of us lead discussions, we strain to hear and to understand, fully and correctly, what is being said. We often ask follow-up questions to make sure that we understand a comment and to affirm that all our attention and our energy are focused on what each student is expressing.

  Humility

  Related to mindfulness is humility. Humility is the willingness to admit that one’s knowledge and experience are limited and incomplete and to act accordingly. It means acknowledging that others in thesgroupshave ideas to express that might teach us something new or change our mind about something significant. It is being willing to see all others in thesgroupsas potential teachers. Humility also implies an inclination to admit errors in judgment. Palmer reminds us that acknowledging our own ignorance is simply the first step in the pursuit of truth. Humility helps us remember that learning is always an uncertain, even uneasy quest. If we admit the limits of our knowledge and opinions, we are more likely to work authentically to create greater understanding amongsgroupsmembers.

  Appreciation

  Appreciation was mentioned briefly as one of a number of important“emotional”factors in dialogue. Few of us take enough opportunities in everyday life to express appreciation to one another for a thoughtful comment, a powerful insight, or a wise observation. Because democratic situations stress respect, mutuality, and civility, a logical extension of these notions is finding space and time to express our appreciation to one another. When a helpful observation clarifies a key point or an intriguing comment excites further curiosity, the disposition of appreciation inclines us to express our gratitude openly and honestly. Like many of the attitudes already mentioned, appreciation brings people closer together and raises the level of trust. But even more important, openly expressing our appreciation for one another engenders a kind of joyous collaboration that is characteristic of the most productive and most democratic of communities.

  Hope

  Without the hope of reaching new understanding, gaining a helpful perspective, or clarifying the roots of a conflict, there is little reason to go on talking and learning. Hope sustains us when we encounter seemingly insurmountable problems or when the amount of time needed to work through a particularly challenging issue grows longer and longer. Hope provides us with a sense that all of the time, effort, and work will benefit us in the long run, even if only in a small way.

  Verbal Sensitivity

  As you select your words, remember that language is ambiguous. Meanings are in people, not in the words. When listeners try to understand a message, they may reach a different meaning from what was intended. For instance, if asgroupsmember tells you that she had a big breakfast, what does“big”means? For people who dont eat breakfast,“big”might translate as coffee, juice, and toast. For someone who eats more,“big”might mean bacon, eggs, sausage, and pancakes. As you listen to messages, be aware that you hear the words and interpret them according to your definitions and experiences - which may or may not match those of the speaker. Ask questions and be sure to clarity meaning. When speaking yourself, be as concrete and specific as possible when you choose your words.

  You can prepare statements in the following categories:

  You may make categorical statements:“The facts are ...”“The way I see it is ...”“I believe that ...”

  You may make process statements:“I think we agree that ...”“Aren’t we ready to move to the next point?”“The definition appears complete to me.”

  You may criticize:“I don’t think that description of the facts is quite complete. May I add ...”“Are we all sure the authority that was just quoted is unbiased?”“Seems to me there were some flaws in the research on which that study was based.”

  You may question:“Do you believe that for the same reasons he does?”“What evidence does he offer for his position?”“If we added this idea, would you still support the solution?”

  You may argue:“I believe that ... for the following reasons ... and I do not think that ... is correct because ...”

  You may reason:“If this is so, then we are obligated to take either this or that, but if that is flawed, then this is our only alternative despite its limitations.”

  The following samplesgroupsconversations highlight language ambiguity and reveals verbally sensitivity in a comparative way.

  Insensitive:“I think the problem is worded all wrong.”

  Sensitive:“The statement‘How can we prevent students from doing vandalism in schools?’targets a particular population. With that wording, I think we rule out the chance that vandals might not be students at the school. I suggest we reword the question as‘how can we detect who school vandals are and what steps are necessary for prevention?’”

  Insensitive:“You’ve got to be kidding. Only a person who doesn’t know the facts would say that the students weren’t vandals.”

  Sensitive:“I never thought that there might be anyone other than kids who vandalize schools. Do we have any evidence about this?”

  None of us can control completely how others see us. They may get upset by what we say or do, or they may like us in spite of what we say or do. Since we can control only our minds and our mouths, the best we can do is make intelligent guesses about the possible effects of our actions and think about what we say and how we say it. By thinking carefully about our audience as we choose our words, we are being verbally sensitive.

 

 An Example as Summary: the Confession of asgroupsMember

 

 举例总结:一个小组成员的自白

  I am not here to waste my time, to make idle chatter, or to solve my personal and emotional problems. I am not here to make friends or do combat with enemies. I am here for a purpose, and I suspect that the others here have a purpose as well. I do not expect them to agree with me or to support me in all things I do, but I expect them, like me, to be reasonably dedicated to the accomplishment of thesgroupstask that brought us here in the first place.

  I know I cannot handle this problem alone. If I could have I would have, because I know that working with asgroupstakes time and effort, and like all other human beings, I would prefer to do the best job I can in the easiest possible way. We all have strengths and weaknesses; together we can pool our strengths and overcome our weaknesses.

  I have the obligation to speak up, to make my point of view known. If I just sit here, I will waste my time and the time of others. I must present my ideas clearly so that others can understand them well enough to criticize them sensibly, and I must listen to the ideas of others in a critical but not hostile way. It is my job to analyze what is said and to report the results of my analysis.

  I understand thatsgroupsproblem-solving is not a haphazard enterprise. I am prepared to curb my enthusiasm and impatience and to follow the steps that will raise our chances of reaching a logical, effective, and well-reasoned solution.

  I have the obligation to defend my point of view when necessary. I have no right to be truculent, to polarize the group, or to attack other members. Furthermore, I am not compelled to curb my own personal moral commitments or understanding. Still, I cannot be dogmatic; I cannot demand my way and concede nothing to others. Although I know that agreements are generally imperfect, I must do my share in forging agreements. When I am wrong I must concede it, and I must understand that my ideas may need modification just as must as the ideas of other members. Still, controversy is often useful, and I must respect it and learn from it even though it may take a great deal of time. If we become irrevocably divided, I will recognize that division itself may be an“answer”for us.

  I have the obligation to embrace diversity in my group. I know that people are different from me; they have different beliefs, different values, and different attitudes. I will fight against thinking of others as wrong when they do not share my beliefs, attitudes and values. I will strive to keep an open mind at all times so that I can listen to what others say. When I still disagree, I will advance my position politely. I will remain rhetorically sensitive as I speak; I will look to find ways to value the diversity in mysgroupsrather than to alienate it.

  I know that sometimes groups fail. They fail because individuals get impatient, unreasonable, distracted, or bored, I must take care to avoid these particular“deadly discussion sins.”If we do fail, I have the obligation to try to discover what went wrong, but I also know that nothing is gained from accusation and recrimination. We shall simply learn from failure and do better the next time. By the same token, if we succeed I must fight against feeling of overconfidence. Each new group, each new problem, is its own challenge. There is nothing in history or science that will predict the outcome.

  And that is the pleasure I take in the process, for I know that I can contribute, and to do so makes me feel more of a human being.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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5:ON THE PROCEDURES OFsgroupsDISCUSSION

 第五章小组讨论步骤的一个完整例子

  为了完整地呈现小组讨论的画面,我们将小组讨论的全过程融合到一个具体的例子中去阐释。本章介绍了小组讨论的主要步骤。

 

 Procedures ofsgroupsDiscussion小组讨论的步骤

  The framework of discussion consists of sequential phases of interaction through whichsgroupsleaders lead their members insgroupsto attain objectives. This framework provides discussion with additional structure that the leader uses as a guide to plan for and implement discussion. A sequence of four phases can be generalized as follows.

  Entry

  The entry to a discussion generally serves the purpose of focusing participants’attention on the topic, concept, issue, or problem to be discussed, and informing them of the objectives and rationale for the upcoming discussion. Every discussion has an entry although some are more purposeful than others. Some entries, in fact, are hardly discernible as such. A discussion entry should serve as a springboardsintosinteraction by arousing participants- interest.

  Clarification

  The second phase may or may not be necessary depending on the extent participants are familiar with the leader’s procedures for conducting discussions. The purpose of clarification is to inform participants of the guidelines for participating insgroupsdiscussions.

  Another purpose for the second phase is to clarify terms, concepts, or other knowledge related to the problem, issue, or topic under discussion.

  Investigation

  The most important phase ofsgroupsdiscussion in terms of accomplishing the objectives of thesgroupsis the investigation. This phase is considered to be the main body of a discussion. In many respects, entry and clarification, if effectively implemented, have served to prepare participants for the investigation phase. Up to this point, participants- interest should have been stimulated and focused, the purpose for the discussion directly or indirectly provided, and any potentially ambiguous or confusing terms or concepts clarified.

  Closure

  The closure to a discussion wraps up what the entry initiated. Both phases are essential to effective discussions and complement one another. The leader provides focus and direction for what is to be discussed in the entry; during the closure the discussion is reviewed, and the integration and application of discussions are encouraged. Also, just as the entry serves as a transition from the previous lesson, the closure serves as a transition to the next discussion.

 

 An Integrated Example一个完整的例子

  Entry

  T1: What comes to mind when you hear the term“dirty election campaign?”(several students raise their hands)

  S1: (calls out) Name calling.

  T2: Andy, you had your hand up.

  S2: Candidates lying about their experiences and positions on issues. Or making up things about their opponents that they know are false.

  T3: Okay. Of the campaigns and elections we have Recitation studied up to the 1880’s which do you think was the dirtiest? Leslie (hand raised).

  S3: If I remember right the text said the dirtiest election was Andrew Jackson’sswhereshis opponent attacked his wife, family and everything else about him.

  T4: You remember well. It was Jackson’s first election. Pat, who was his opponent in that election and their political parties?

  S4: (Reading from the presidential election chart in the appendix of his textbook.) In the election of 1828 Jackson was the Democratic candidate running against John Quincy Adams. He was a National Republic. I think Adams was the incumbent.

  T5: Fine. Today I want to spend some time with you discussing what appears to be an old American election tradition-the emphasis of the campaigns on the candidates themselves rather than issues. It seems that the more elections focus on personalities, the dirtier the elections become as evidenced by the extent of name calling maliciousness, scandalous gossip, dirty tricks and lies.Clarification

  T6: Before we open up the discussion to share our points of view on this issue,I want to briefly review the election presented in the chapter you read for today because it is a good example of negative campaigning. Some historians have referred to the election of 1884 as one of the dirtiest elections in presidential politics. Who were the candidates and their political parties? (several students raise their hands) Eric?

  S5: I think it was Chester Arthur for the Republicans and Grover Cleveland for the Democrats.

  T7: Not quite. Arthur was President at that time but the party passed him over for someone else.

  S6: (calls out) James G. Blaine-“The continental liar from the state of Maine.”

  T8: And what was one of the campaign slogans used by the Republicans against Cleveland? Bob (raised hand)?

  S7:“Ma! Ma! Where’s my pa?”

  T9: Catchy rhymes get votes many times! Yes, the election focused mostly on mudslinging about the professional and private lives of both the candidates. Can you do as well with identifying the campaign’s issues? Mary (hand raised).

  S8: I think the major issue was civil service reform.

  T10: Yes, and also protectionism. We’ll be talking more about these issues later. We know that Grover Cleveland barely wins the election with the vote from New York being essential for his victory. But the critical issues of the day were clearly overshadowed by the dirt, some of which was truthful, that was dug up and used by both parties. By the way, most of the same personal attacks on Cleveland also came up during his reelection campaign in 1888 and some new ones including beating his wife during fits of drunken rage. Even though his wife refuted this rumor, the lie cost him many votes and perhaps the election.

  Investigation

  T11: I want to shift gears slightly and have you think about the presidential election we just had. 100 years later. How would you compare the 1884, and to some extent the 1888, and 1988 election campaigns in terms of general dirtiness? (3 second pause) John (hand raised).

  S9: Both seemed to emphasize personalities rather than issues. Some name calling. I think both candidates also tried to deceive the public.

  T12: What do you mean?

  S10: I think they lied about each other in their television ads.

  S11: (joins in) I don’t think there was much lying. What Bush and Dukakis said about each other was basically true from what I understand. I remember the television ad with Dukakis riding an army tank. In it Bush said Dukakis opposed most of four defense systems and he did.

  T13: Let’s look at this ad a little more closely as an example of campaign dirtiness. What was Dukakis’s stand on defense systems? David (hand raised).

  S12: I know Dukakis favored some of our submarine and missile systems because I did a report on his position on the issues. I think he also favored the Stealth Bomber. That ad was completely untrue.

  T14: Yes. This video ads was a good example of a falsehood. Other Bush ads inferred that nuclear pollutants were in Boston Harbor and Dukakis furloughed hundreds of first-degree murders. These were clearly falsehoods because the information presented was contrary to the facts. Can you think of any examples of Dukakis ads lying about Bush?

  S13: (calls out) I remember my mother saying that the Dukakis ad claiming that Bush cut social security benefits with his vote in the Senate was not true. I think she said Bush only voted against an increase in benefits.

  T15:You have provided plenty of evidence that the recent campaign was dirty particularly in terms of falsehoods created by the candidates. Some of the televised ads of both candidates, reaching millions of people every day, were lies designed to influence you to vote against one candidate and for another. Why do you think both parties were allowed to get away with blatant lies? (4 second pause) Vanessa (hand raised).

  S14: Maybe its because very few knew they were lies. I don’t think the average person on the street knew the issues and candidates- positions.

  S15: (joins in) That doesn’t make sense to me. Certainly Dukakis knew they were lies. Why didn’t his campaign people do something about them?

  T16: Good question. They did counteract the false ads and other Bush distortions but not until late October when it was too late. The attitudes of the electorate had already been influenced. It was a case of too little, too late.

  The other point Vanessa made is even more important. People are not informed about the issues and many just don’t care. Therefore, they are more willing to accept as truth what is being said by the candidates. I think one of the problems is that many of the elections have been focusing on the candidates themselves rather than the issues. Because the emphasis has been on people, and not ideas, they have been more prone to attacks. People are more vulnerable than ideas. This seems to be the case in the two elections we have studied, over 100 years apart.

  T17: The cornerstone of democracy is an informed public - one that understands the issues confronting them and can use this information to compare the candidates- positions and make a thoughtful decision as to who is most deserving to lead the country for the next four years. Do you agree or disagree with me? (5 second pause) Bob (hand raised).

  S16: I agree. I think there’s more of an emphasis on the personalities than the issues because of what Vanessa said. Many people don’t understand the issues and are not willing to learn about them except through ads on television. It seems like people are pretty lazy about something so important as a presidential election.

  S17: (joins in) You know, I think my parents are a little like that. They talked more about the way Bush and Dukakis looked and acted than they did about their stands on issues.

  S18: (joins in) Mine,too. But I have to admit I wouldn’t know about the issues unless we had studied them in class.swheresdoes that put me?

  T18: Anyone care to react to Andy’s concern? (3 second pause) Chris (raised hand)?

  S19: It means he was better qualified to vote in the presidential election than many parents. Too bad you’re only 16 years old, Andy.

  S20: I also agree with you Mr. Mitchell, but I am not sure how you change things. You can’t require candidates to address issues and you can’t require adults to know the issues before voting. Looks like we’re left with things as they are.

  T19: Do you think we can improve this situation and, if so, how? (5 second pause) Leslie (hand raised)?

  S21: Why couldn’t at least one of the social studies, classes, during the next presidential election, serve as a sort of campaign watchdog for our community to make sure that the candidates address the issues and are truthful about what they say in their ads. Students could watch all of the candidates- appearances on television and in the ads and judge whether they are being truthful in what they are saying about themselves and each other.

  S22: Great idea, Leslie! And if they are being dishonest or misleading the class could send letters to the editors of our local newspapers correcting their lies.

  T20: Don’t forget the school newspaper. (5 second pause) Clair (raised hand)?

  S23: The class could do a weekly newsletter for parents reporting the candidates- positions on issues and any misleading information by the candidates.

  S24: (joins in) How about calling it“The Inquirer”to emphasize the need to search long and hard for the truth? Come to think of it, it is the opposite of what The Enquirer stands for.

  S25: (joins in) They could also call local radio talk shows.

  Closure

  T21: I am very impressed with your ideas! Since we are coming to the end of the period, what I would like to do is write up a summary of your ideas for your review and approval tomorrow. Then I want to save this kind of position paper for the class that will be sitting in your seats four years from now to see if they would be interested in carrying out your suggestions during that presidential campaign.“The Inquirer”could become your legacy to the school’s social studies program!

  We have been discussing the problems associated with candidate-oriented campaigns as opposed to issue-oriented campaigns. We have also examined falsehoods in presidential campaign television ads and how people may be relying on them too much for information. Most importantly we have concluded that many people are not informed about campaign issues and proposed some practical approaches we as students and teacher can take as citizens concerned with improving election campaigning. Tomorrow I want to look at civil service reform starting to take place in the 1880s and discuss one of the issues facing the civil service system today. We had an interesting discussion today. Thanks.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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6  发表于: 2004-03-31   
6:INTRODUCTION TO NEGOTIATION

 第六章谈判介绍

  谈判是利益相关的人们为了解决冲突、满足双方需要而进行协商的过程。权力、自尊和面子是谈判的属性。信用、情感和公正是谈判的核心要素。围绕这些内容,本章将向您介绍谈判的定义、属性和要素。

 

 Definition of Negotiation谈判的定义

  Negotiating is part of everyday life. You negotiate far more than you realize. In a business or an administrative position, you do so when you’re dependent upon others for getting your ideas accepted, your goals accomplished or your problems solved. You also negotiate on how tasks, rights and responsibilities, resources and risks, and monetary gains and losses should be assigned or divided up.

  Negotiation is a cooperative undertaking, in which you and the opposing party attempt constructively to find solutions that satisfy both your needs. Successful cooperation results in solutions that are more cost-effective and involve less risk. The needs of others and the needs of the environment are more likely to be given consideration.

 

 Negotiator of Two Extremes两种极端的谈判者

  We not only negotiate to solve problems, but also how to divide up responsibilities and work, as well as the distribution of costs, risks, profits and gains. Accomplishing this successfully places special demands on you as a negotiator. You need to be businesslike. This requires your finding a happy balance between two extreme behaviors, that of being na’i’ve, and that of being greedy.

  A na’i’ve negotiator gives away too many advantages and too much potential profit. He accepts too much of the work and responsibility, and too many of the risks. Thus, a na’i’ve negotiator is expensive for the organization. He is easily taken advantage of. Even the parties he negotiates for many have little trust in him.

  A greedy negotiator wants to get everything without being willing to give. He is unable to accept the idea of the other party gaining anything. He wants to threat the other party and defeat it. A greedy negotiator is also expensive for the organization. No one wants to deal with him. People avoid him if they can. Those he has victimized are likely to seek revenge. A greedy negotiator, just like the na’i’ve one, fails to gain trust and support.

  

Dynamics of Negotiation谈判的潜在力量

  The negotiation process is about power, ego, and saving face.

  Power: At the core, every negotiation is a power struggle, no matter how small. It is one side’s attempt at primacy over the other side’s point of view or position. And, no one ever wants to feel powerless. Even police hostage negotiators know as a first tactic to create the illusion of power or control in the mind of the hostage-taker. If he feels powerless, the situation could erupt. The same is true in even more calm surroundings. In a broad sense, people have power when they have the ability to bring about outcomes they desire or the ability to get things done the way they want them to be done. However, a person could also be described asshavingsinfluence, being persuasive, or being a leader.

  Ego: Ego also drives many negotiations and lies at the heart of many disputes. Negotiators of all shapes, and sizes, and levels of sophistication have enormous amounts of ego invested in their proposals. Also, people like winning, however they might define it. To lose is a blow to the ego, and no one wants that. Negotiations grow more difficult the more the negotiators are owed to their proposals, to their way of seeing the world.

  Saving Face: Also tied up in ego and power is the concept of saving face. No one wants be taken advantage of at the end of the day, both parties must be able to save face. The more high-level the dispute, the harder this is, which is one reason why mediators attempt to institute“media blackouts”in very public cases. The greatest decisions are made when no more than two people are in a room. Even mediators must sometimes clear out and let the parties talk directly to one another, because they’ve been busy posturing for the mediator as well. They need to save face even with the mediator.

  As a negotiator, it is very easy to become caught up in your own point of views and to grow increasingly averse to the point of views of your counterpart. This is natural because you are an advocate after all. In difficult or prolonged negotiationsswherespersonalities clash, it is easy for each negotiator to want unconditional surrender from the other. However, the best negotiators understand that it is their job to make sure their counterpart saves face. You need to give your counterpart a“back door,”a way out, a way to claim even partial victory. If you do, it makes it easier to reach a deal on your terms, which, presumably, is your goal.

 

 Key Elements of Negotiation谈判的关键要素

  Trust

  Many researchers have explored trust in negotiation. As one might expect, the research has generally shown that higher levels of trust make negotiation easier, while lower levels of trust make negotiation more difficult. Similarly, integrative processes tend to increase trust, while more competitive processes are likely to decrease trust.

  There is a three-stage developmental mode of trust: calculus-based trust, knowledge-based trust, and identify-cationbased trust.

  Calculus-based Trust. Calculus-based trust has to do with assuring consistency of behavior: It holds that individuals will do that they say because (a) they are rewarded for keeping their word and preserving the relationship with others, or (b) they fear the consequences of not doing what they say. Trust is sustained to the degree that the punishment for not trusting is clear, possible, and likely to occur. Thus, the threat of punishment is likely to be a more significant motivator than the promise of reward.

  How to Increase Calculus-based Trust

  1. Create and meet the other party’s expectation. Be clear about what you intend to do and then do what you say.

  2. Stress the benefits of creating mutual trust. Point out the benefits that can be gained for the other, or both parties, by maintaining such trust.

  3. Establish credibility. Make sure your statements are honest and accurate. Be believable.

  4. Keep promises. Make a commitment and then follow through on it.

  5. Develop a good reputation. Help others believe that you are someone who has a reputation for being trusted and acting trustworthily.

  Knowledge-based Trust. The second form of trust, knowledge-based trust, is grounded in knowing the other sufficiently well so that you can anticipate and predict his or her behavior. Knowledge-based trust relies on information about the other rather than the management of rewards and punishment. It develops over time, largely because the parties develop a history of experience with each other that allows them to predict the other, which contributes to trust. The better you know the other party, the more accurately you can predict what he or she will do.

  Consider the example of two friends who agree to meet at a restaurant at 6 p.m. Alan fails to show up until 6∶30 and Beth is kept waiting. To the degree that their friendship is based simply on calculus-based trust, Beth will be angry at the high costs she must incur for being“stood up.”She might be upset at Alan’s unreliability, and may be angry enough to terminate the relationship. If they are operating more on knowledge-based trust, however, Beth will tolerate Alan’s behavior to the degree that she can muster some adequate explanation for his behavior-“He must have gotten stuck at work,”or“He is always running behind and that doesn’t bother me because I know he will get here eventually.”

  How to Increase Knowledge-based Trust

  1. Have frequent interaction with the other. Meet often. Get to know the other and tell him or her about yourself.

  2. Build familiarity with the other. See him or her in a variety of situations and context. Learn each other’s thoughts and reactions, likes and dislikes, reasons for doing what you do.

  3. Be predictable. Help the other understand how you will respond to certain situation, and then act in that manner.

  Identification-based Trust. The third type of trust is based on identification with the other’s desires and intentions. At this level, trust exists because the parties effectively understand and appreciate each other’s wants; this mutual understanding is developed to the point that each can effectively act for the other. Identification-based trust thus permits a party to serve as the other’s agent in interpersonal transactions. The other can be confident that his interests will be fully protected, and that no monitoring of the actor is necessary.

  How to Increase Identification-based Trust

  1. Develop similar interest. Try to be interested in the same things.

  2. Develop similar goals and objective. Try to develop similar goals, objective, scenarios for the future.

  3. Act and respond similar to the other. Try to do what you know he or she would do in the same situation.

  4. Stand for the same principles, values, and so on. Hold similar values and commitments.

  Emotions

  A second factor that plays a significant role in negotiation within long-term relationships is emotions. While emotions can certainly be a factor in market-transaction negotiations - parties express delight at another’s offer, parties express anger and outrage at the other’s tactics - emotion is much more of a critical factor when negotiators have an ongoing relationship.

  At the negotiating table, you’re likely to encounter surprisingly bad behavior. People take negotiations personally and invest a lot of emotion and energysintosthem. Don’t be surprised if people behave irrationally or don’t seem to play by any logical set of rules. The most familiar example of an irrational negotiation emerges in a personal relationship. People have so much invested and so much history with each other that the negotiation is rarely about the purported topic.

  “So I think California would be a great vacation.”

  “You would! I think Florida would be much better.”

  “But California has everything that Florida has - seafood, ocean, sun - and it has the wind region. We could drive down to Mexico, we could go hiking in the mountains-”

  “It’s not Florida. I like the water in the Atlantic much better than the Pacific.”

  “The water is just about the same.”“Not true! You just don’t want to go to Florida because I suggested it.”

  “That’s not true. I just think that California is like Florida plus more stuff. I think it’ll make a better vacation spot.”

  “I don’t. I guess we have to agree to disagree.”

  When the negotiation heads down a personal path, you have to find a way to steer it back to the issues at hand without aggravating the personal issues that are already at stake. Again, the use of the question is immensely valuable here. Use questions to open the discussion up.

  “So I think California would be a great vacation.”

  “You would! I think Florida would be much better.”

  “But California has everything that Florida has - seafood, ocean, sun-and it has the wind region. We could drive down to Mexico, we could go hiking the mountains-”

  “It’s not Florida. I like the water in the Atlantic much better than the Pacific.”

  “What do you like about the water?”

  “It’s not as salty.”

  “You don’t like salty water?”

  “No, not really.”

  “What do you want out of a vacation?”

  “I don’t know, sun, relaxation, some interesting thing to see.”

  “How about Arizona? It’s warm, there are freshwater streams, there are the desert and Death Valley and all the spots out there.”

  “Sounds interesting.”

  By asking questions, one party opens up the discussion and can change the entire negotiating mindset. In emotional situations you have to acknowledge the emotional state of the other party. If you don’t, you are going to runsintosthe illogical negotiator problem, which almost always leads to the end of discussion.

  Emotions shouldn’t be simply dismissed - after all, even the person you’re negotiating with is human. Take his feelingssintosconsideration. Behave as if you want to make him comfortable. By thinking about the things that drive you crazy, you can avoid driving him crazy. Before you walksintosthat room, think of all the things people have asked you to stop doing, from picking your nose to whistling in an elevator, and make sure you don’t do then during the negotiation.

  Negotiations create both positive and negative emotions. As we noted above, both the negotiation process and the outcomes create positive and negative feelings. Positive emotions can result from being attracted to the other party, feeling good about the development of the negotiation process and the progress that the parties are making, or liking the results that the negotiations have produced. Thus, a cognitive assessment of a“good outcome”leads parties to feel happy and satisfied. Conversely, negative emotions can result from being turned off by the other party, feeling bad about the development of the negotiation process and the progress being made, or disliking the results.

  Justice

  The third key element in negotiation is the question of what is fair or just. Justice has been a major issue in the organizational sciences; individuals in organizations are often debating whether their pay is fair, or whether they are being fairly treated, or whether the organization might be treating somesgroupsof people like women, minorities, or people from other cultures in an unfair manner.

  Many negotiations will also require a negotiation about which fairness principles should apply to a particular situation. For example, two boys have agreed to paint a neighbor’s garage together and to split the money they get paid. One boy winds up doing about two-thirds of the work. The boy who worked harder will probably argue that he should receive two-thirds of the money; the boy who worked less hard may argue that their initial agreement was to split their pay evenly, and that the rule should not be changed. Many negotiations over the tough issues described above focus on which outcome-distribution rules should apply in a given situation.

 

 Summary总结

  Negotiation is a cooperative undertaking, in which you and the opposing party attempt constructively to find solutions that satisfy both your needs. Power, ego and saving face are the dynamics of negotiation, while trust, emotions and justice are the key elements of negotiation.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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7  发表于: 2004-03-31   
7:PREPARATION FOR NEGOTIATION

 第七章谈判的准备

  理解了谈判的一些基本要素之后,本章将讲述如何做好谈判前的准备工作。准备工作应主要集中在下面四个方面:收集事实材料;制定谈判大纲;确定谈判时机和地点;分配团队成员在谈判中应该各自扮演的角色。其中,在收集事实材料的过程中,应该注意理性和感性这两方面的材料。在制定谈判大纲时,应该注意自己在哪些方面可以让步,在哪些方面必须强硬。在确定谈判时机和地点时,应该注意利用这两个因素给对方施加压力。在分配角色时,应该注意彼此之间的分工合作。

  

Collecting Facts收集材料

  In preparation for any negotiation, it is critical to accumulate as much information as you can, both empirical and empathetical.

  As for empirical facts, with access to the internet, there is no reason why you can’t be armed with as much empirical data as you want. If you’re buying a car, there are hundreds of Web sites that can give you information on price and on the dealer’s actual cost. If you’re negotiating for a job or a raise, you want to know what others in the organization-or others in similar jobs in other organizations-are earning. In a labor negotiation, you want comparative wage data for the geographic region and for the industry in question. A virtually unlimited supply of information is available to you through the federal government and through the Internet. You should employ all of these sources in advance of your negotiation, so you’re armed with the facts and so you can use these facts to make and bolster your case with your counterpart.

  Those are the empirical facts. Equally important is the empathy.“Empathy”includes a person’s or an organization’s background, history, drive, motivation, mission, dreams, goals, fears, aversions, hopes, and aspirations. First, get to know the organization. For example, if you are set to negotiate with asgroupsof environmentalists who are angry with your company, who are they? What is their agenda? Talk to colleagues who have dealt with them in the past. Check their Web site. How difficult or reasonable are they? What have been their demands? What did others in your situation do to solve the problem, that is, what did others have to agree to insgroupsto settle the dispute? Are they earnest and interested in reaching an agreement or only in grabbing headlines? You can’t have enough information on the organization goingsintosa negotiation.

  For example, let’s say you are trying to rent an apartment. Some information you may want to gather before you negotiate would include:

  1. What other apartments in the building are renting for.

  2. What comparable apartments in the neighborhood are renting for.

  3. What comparable apartments are asking as a security deposit.

  4. What other apartments offer in terms of view.

  5. The history of maintenance in the building.

  6. The satisfaction of the other tenants in the building.

  7. What the other tenants are like in the building.

  8. If the other tenants have pets.

  9. If there are stores/facilities near the apartment.

  10. What the noise levels in the neighborhood are.

  11. What the parking situation in the neighborhood are.

  12. If there is a broker, how she is paid.

  13. If there is a broker, whether she lives in the neighborhood.

  14. What kind of security the building has.

 

 Working Out a Negotiation Scheme制定谈判提纲

  Concentrate on factors that will affect the overall outcome, and compare the alternatives in terms of total costs involved. Remember that it should be clear to yourself in advance just what is negotiable on your part, i.e. on what points you will be open to accepting certain changes. These are changes that can affect cost, risk or profit. As an example, suppose you are buying other company’s product and you are willing to be flexible on the following matters:

  Payment arrangements: You could agree to make an ad vance payment.

  Delivery times: You would prefer faster delivery, since this would enable you to begin production sooner.

  Service: You could consider making a service agreement with the supplier.

  After this, you will need to determine how flexible you can be, and in what areas, as well as how much flexibility you will expect from the supplier:

  Payment arrangements: You would be prepared to make an advance payment of up to 50 percent.

  Delivery times: Since getting ready to start the production will take at least six months, there is nothing to gain from an earlier delivery, though you are likely to suffer a loss if delivery is late.

  Service: You would be willing to sign a service agreement of up to five years.

  After determining your degree of flexibility, the next problem to anticipate will be the effects such changes might have on you. Would your costs rise or be reduced? Would your gross receipts increase? Would the risk you are exposed to decrease? Attempt if possible to express such consequences in monetary terms:

  Payment arrangements: Making an advance payment costs you something and involves risk. If making an advance payment of 50 percent means paying the seller$200,000, plus taking out a 30-day loan for this amount based on 10 percent per annum interest charges, your interest costs would be$1,667.

  Delivery times: In the event of a late delivery, you have calculated that each month you have to wait beyond the first agreed upon six months will cost you$12,500.

  Service: A service contract with an outside organization would cost you$25,000 a year. You consider this to be the most that a service agreement with the supplier should cost.

 

 Deciding When and Where确定时间和地点

  The Timing of Negotiation

  Many negotiators are not result-oriented. This makes for long, drawn out negotiations, often with no result in the end. Such negotiators can become very much pressed for time. If an agreement is reached, they may feel they have been forcedsintosmaking a poor decision. Time pressure may cause both negotiators to lower their goals. Such negotiation may do more harm than good.

  On the other hand, you may consciously use a strategy of delay. Creating time pressure is a well-known way of getting the other party to agree. If he is more intent on reaching an agreement than you are, this puts him at a psychological disadvantage. He may then end up reducing his margins or profit simply to meet the deadline.

  Example

  “Hey Mike–I’m calling you to see if you’ve made a decision on my offer.”

  “I’m thinking about it, Carlos. It’s not everything I’d like.”

  “Well then, make me a counteroffer.”

  “I made you my first offer. Then you came back at me with this.

  Why did you think my position would change?”

  “It’s just that it’s coming up on the end of the year, and I’d like to be able to tell my kids we’ve bought a great skicabin in Vermont.”

  “I’d love to be able to help you, Carlos, but I’ve really got to think about it.”

  “I’ll tell you what–I’ll give you three thousand more. But that’s all I can pay.”

  “That’s great. I’ll think about it.”

  “You’ll think about it? I’m offering you more money.”

  “And I’m going to think about it.”

  “What do you want? What more could you want?”

  Mike and Carlos are runningsintosa common problem that takes hold of deals and pressures one side or anothersintosmaking a decision. Each side places a different value on the timing of the deal. Timing is one of the most important features of any negotiation and it pays to figure out how to use it to your advantage. Many negotiators make the mistake of assuming that the pace and the timing of their deal has no effect on the outcome. Large-scale and small-scale negotiations alike rely heavily on timing, and the success or failure of many negotiations can be directly related to how smart one side is in using timing to their advantage.

  The Place of Negotiation

  Choose an appropriate place to meet for negotiations. Being at your home base can give you a sense of security. You also save time, have better access to expertise and documents, and you do not have to travel anywhere. It also makes it easier for you to take the initiative.

  At the same time, being at their place would allow you to delay proceedings by indicating that there are certain important documents or information you do not have. If you’re a buyer, there is also the opportunity you will have while there of gaining an impression of the supplier’s production capacity, to what extent the capacity is used, and how much they have in stock. You may also go to meet various people of interest who are not taking part in the negotiations.

  Assigning Roles to Different Members of Your Negotiating Team分配谈判角色

  If the matters you are to take up are sufficiently important, you should have a team of negotiators to help representing you. In selecting those who are to participate, you should assign each an appropriate role. It may be too difficult for a single negotiator to not only lead the discussion, but also listen to what others say, observe what goes on, assimilate new information, analyze what has been said, keep track of new angles that appear and be an expert in the various areas involved. However, negotiating as asgroupswill be difficult if thesgroupslacks discipline and the roles assigned are unclear. Asgroupscan only have one leader.

  The traditional division of roles between a chief negotiator, a technical expert, an economic advisor, and a lawyer, etc. is often not very satisfactory. The chief negotiator has a role somewhat analogous to that of an orchestra conductor. He takes the initiative in discussions, speaks for the group, makes decisions, and determines when other members should be broughtsintosthe discussion. He should assign the following supportive roles to other members of the group:

  A listener, whose main task is to listen to what is being said, observe what is going on and take detailed notes. During pauses in the proceedings, this person should be able to summarize for the others what has happened, what openings have appeared, how he feels the other party has reacted, what signals he feels the other party is trying to convey, and to what extent negotiations are proceeding as planned. Since the listener concentrates simply on listening and observing, he is in a much better position than anyone else in thesgroupsto form an accurate picture of how things are proceeding.

  An evaluator, who quickly digests new information that comes up and analyzes what it means, how it can be utilized, what economic implications it has and what solutions to the problems it suggests. This person is basically a navigator.

  An alternative discussion leader, who can take over as a discussion leader when the need arises. By doing so, the chief negotiator has time to think, to digest information, or simply focus on listening to and observing the other party.

  Each of these people can have a double or multiple roles, such as being an expert in one or more of the areas involved. However, it is the chief negotiator who calls upon each of the others in whatever role is required when the need arises. It is also he who makes all the important decisions.

  Members should also agree in advance on how to communicate with each other. They should know how to warn the others if they realize that the chief negotiator isshavingsdifficulties, that he has missed a signal or that he is headed for a trap. Members may decide that, when this happens, they will send notes to each other, kick each other under the table, whisper in each others- ears, suggest taking a break, say,“Just a minute! I don’t agree,”or whatever.

  Before going from one question to the next, the leader might also turn to thesgroupsand ask,“Do any of you have any thoughts or questions you’d like to express? Can we go on? Are we able to make a decision now or should we take a break?”This will allow the others to get in on the act in an appropriate way.

 

 Summary总结

There are basically four aspects you should pay attention to when preparing for a negotiation. Firstly, you should collect both empirical and empathetical facts. Secondly, you should make a negotiation scheme outlining on what you can make compromises and what you can’t. Thirdly, you should decide when and where. And finally, you should establish a well-coordinated team, in which each member is aware of the role they are supposed to play.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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8  发表于: 2004-04-01   
8:THE MAJOR PART OF NEGOTIATION


 第八章谈判的主要部分

  做好谈判的准备之后,你就可以轻装上阵,直接面对你的谈判对手了。在这个时候,你就应该注意谈判的策略。有时候对方会虚张声势地故意制造紧张气氛,当对方采取强硬态度时,你要察言观色,看清他们的真实意图,本章第一部分讲述了这些问题。当谈判遇到问题,双方坚守自己的立场各不相让时,你应该透过对方的立场,认清立场背后的利益所在,本章第二部分讲述了这些内容。此外,谈判的时候,你还应该注意自己的语言行为和非语言行为,并利用它们推动谈判的顺利进行,本章第三、第四部分将分别论述这两种行为。

 

 Tactics策略

  Fifteen Tactics

  You don’t have to negotiate for twenty years to recognize the tactics that most people use. There are fifteen most common negotiating tactics listed below. You can get used to them as you are learning the most important negotiating skills. In any real deal it’s important that you know all of these tactics before you walksintosthe negotiation and most important, in the negotiating process. If you aren’t familiar with any of them, take the time and review those techniques. The more you know about these techniques and the more adept you are at recognizing them, the more easily you can turn them against the person trying to get you.

  Tactic 1Good Cop/Bad Cop

  Tactic 2Higher Authority

  Tactic 3“Take It or Leave It”

  Tactic 4The Proliferating Tip

  Tactic 5The Staller

  Tactic 6First Draft

  Tactic 7The Beggar

  Tactic 8Side-Issuers

  Tactic 9Fact or Fiction?

  Tactic 10Pressure Cookers

  Tactic 11“Or Else”

  Tactic 12The Non-Negotiators

  Tactic 13Upping the Ante

  Tactic 14Exhaustion

  Tactic 15Rotating Negotiators

  If you don’t recognize the tactic, you’re not going to know how to disarm it. One way to practice recognizing negotiation tactics is to have a friend try them out on you. You should first identify, then disarm the tactic. The faster you can identify a tactic against you, the more you can turn it to your advantage. Conversely, the longer you let a tactic go on without mentioning it, the more difficult it will be to stop it.

  Example

  Read the following excerpts from negotiations and identify what tactic one party is trying to use on the other party.

  1.“You want an extra ten days to pay on the contract? I can give you the extra days if we double the price.”

  2.“So I think we’ve come to common agreement on most of the major points. Why don’t I have my office draw up a contract right now so we can get this deal done?”

  3.“You know, I’d love to make that change, but I’m going to have to run this by my boss, and you know he’s really tough, I don’t think he’ll go for it.”

  4.“Sorry about all the sunlight, but the window blinds broke yesterday and I haven’t had a chance to get them fixed. Let’s discuss the terms.”

  5.“Our figures, based on our own careful research, indicate that by the year 1999, seventy-three percent of the American people will be vegetarian, so we see our market for soy burgers increasing by at least 900 percent. Look at the way this graph slopes upward. It’s inevitable.”

  6.“I know it’s been a long day, but let’s go over this one more time. If we can make one more push on some minor issues, I am highly confident that we can finish up the deal tonight.”

  7.“I know that were going to have to talk about the rent you want for this apartment and the term of the lease, but I think we have to talk about the nopet clause. I’m a real believer in pets-I’ve had one all my life-but for this apartment I’m willing to give up my pet. I’m willing to install bars on the window to make this building more safe and secure. I also have some plumbing and repair skills, and I can fix up the apartment to make it in excellent condition. Now, let’s talk about rent.”

  8.“I’m sorry for all the confusion. Larry, the last person you were talking to doesn’t have the authority to negotiate this contract. I’m the person you should have been negotiating with all along.”

  9.“This is it. Either take it, or else I’ll have to leave you as my supplier.”

  10.“I’ll tell you what. We need to show some cash up front, so if you sign this deal, I’ll cut you ten-no fifteen-percent off the next deal when we negotiate it next year. If we don’t, I’m not sure we’re going to be around to negotiate anything next year.”

  11.“You have our offer. If you have problems with it, I suggest you go somewhere else.”

  12.“Take it easy, Charlie. I’m sure we don’t want to blame David here if his offer wasn’t what we wanted. He was just doing the best he could. Can I get you some coffee, David? I sympathize with your position-you’re just trying to do your job. What I think Charlie means, his screaming aside, is that to do business, we’re going to need a better offer, and I know that with all your creative knowledge, you’ll be able to do better with the next one.”

  13.“Sure we can accept your timing recommendations. I’ll pass them on to the senior committee and they’ll make a recommendation. Those will be passed along to the vice’president in charge of the division, who will form his own committee and then pass along a recommendation to the president. I don’t see any problems, though.”

  14.“If you don’t accept our offer, I’ll ruin your name in this business. You’ll be looking for work in another country.”

  15.“You know, I can sign this deal now if you can give me a custom color on this couch. I couldn’t pay any more, but I’m ready to sign if you can give me a bright red rather than the white one here.”

  During the negotiation, it may seem awkward to bring to light some of the other side’s tactics. After all, you want to maintain a good relationship with them, and isn’t accusing them of trying to use a tactic on you the same as accusing them of trying to cheat you? Relax. Just because someone tries to use experience to his advantage doesn’t mean he is trying to cheat you, or that he is not worth negotiating with. After all, it’s up to you to respond.

 

 Understand the Problem Fully对问题充分了解

  Many writers on negotiation have stressed that a key to achieving an agreement is the ability of the parties to get at each other’s interests. Thus, we consider identifying interests an important part in the negotiation process. Interests are different from positions in that interests are the underlying concerns, needs, desires, or fears that motivate a negotiator to take a particular position. Many negotiators argue that although negotiators may have difficulty satisfying each other’s specific positions, an understanding of underlying interests may permit them to invent solutions that meet those interests. In this section, we will first define interests more fully and then discuss how understanding them may be critical to effective negotiation.

  The following example reveals the essence of the difference between interest and positions:

  Consider the story of two men quarreling in a library. One wants the window open and the other wants it closed. They bicker back and forth about how much to leave it open: a crack, halfway, three-quarters of the way. No solution satisfied them both. The librarian enters. She asks one why he wants the window open.“To get some fresh air.”She asks the other why he wants it closed.“To avoid the draft.”After thinking a minute she opens wide a window in the next room, bringing in fresh air without a draft.

  This is a classic example of parties- negotiating over positions and failing to understand underlying interest. Their positions are“window open”and“window closed.”If they continue to pursue positional bargaining, the set of possible outcomes can include only a victory for the one who wants the window open, a victory for the one who wants it shut, or some compromise in which neither gets what he want. The librarian’s solution satisfies both people: get fresh air and avoid a draft. Understanding these interests enables the librarian to invent a solution that meets the interest of both sides-a solution that was not at all apparent when the two men were arguing over their positions.

  In this description, the key word is why-why they want what they want. When two parties begin negotiation, they usually lay their position or demands on the table, and as we have pointed out, this position or these demands have emerged from a planning process in which the parties decided what they wanted and then specified opening bids, targets, and resistance point. The presumption is that if both parties understand the motivating factors for the other, they may recognize possible compatibilities in interests that permit them to invent new positions that both will endorse. Consider the following dialogue between a company recruiter and a job applicant over starting salary.

  Recruiter: What were you thinking about as a starting salary?

  Applicant: I would like$40,000.

  Recruiter: We can only offer$35,000.

  Applicant: That’s not acceptable.

  So far, the parties have only laid positions on the table. They are$5,000 apart. Moreover, the applicant may be afraid to bargain position with the recruiter, whereas the recruiter may be afraid that the applicant-whom he very much wants to hire-will walk out. Now let us extend their dialogue to help them focus on interests.

  Recruiter:$40,000 is a problem for our company. Can you tell me why you decided you wanted$40,000?

  Applicant: Well, I have lots of education loans to pay off, and I will need to pay for a few more courses to finish my degree. I can’t really afford to pay these bills and live comfortably for less than$40,000.

  Recruiter: Our company has a program to help new employees refinance their education loans. In addition, we also have a program to provide tuition assistance for new courses if the courses you need to take are related to your job. Would these programs help you with your problem?

  Applicant: Yes!

  Bringing the applicant’s interests-paying off education loans and future education costs-to the surface allows the recruiter to offer a financial package that meets the needs of both the company and the applicant. Similarly, the applicant might have asked why the company could only pay$35,000 and discovered that it was company policy not to offer more than this to any applicant with the same qualifications. However, the question might also have revealed that the company can pay performance bonuses and would be willing to review the salary after six moths. Thus, the applicant may well make$40,000 by the end of the first year and so have his financial goal met.

 

 Being Verbally Sensitive语言行为敏感性

  Words

  Author Deborah Tannen argues that most of us exist in an argument culture,swheresthe language we use in talking about issues reflects a preference for adversarial relationships. The words we choose to describe our interactions shape our perceptions of he experience. Consequently, when we refer to the“opponent”in a“debate,”we shape our communication as adversarial and are more likely to escalate the conflict.

  Tannnen proposed the following naming alternative to help defuse the argument culture:

  Instead of this... Say this...Battle of the sexes Relations between women and menCritiqueCommentFightDiscussionThe opposite sexThe other sexWar on drugsSolving the drug problemProvocativeThoughtprovokingMost controversialMost importantAttackdog journalismWatchdog journalismAutomatic oppositionGenuine oppositionFocus on differencesSearch for common groundWin the argumentUnderstand another point of viewThe opposition partyThe other partyThe argument cultureThe dialogue culture

  Sentences

  Offering something in return:“Let’s try to solve the problem in a different way. What can we do to help you? If we made an advanced payment of 30 percent, how much could you come down in price?”

  Delaying:“Take a careful look at the things I’m asking for. Don’t put yourself under any time pressure. We can arrange for a new meeting.”

  Signaling your readiness to compromise:“Don’t regard this as an ultimate demand on our part. I’m sure you can improve your offer enough so that we can reach a compromise that’s acceptable to both of us.”

  Making a request:“We’re giving you the same chance to shorten the delivery time that we’ve offered your competitors. Several of them have said they’d be able to give us a delivery time three months shorter than you’ve offered.shavingsit shortened that much would put us ahead quite a bit economically.”

  Making a Compliment:“You and I have different views of what your obligations to me are, I know, but you could have tried to spin them more in your favor, but you didn’t. You laid out the facts exactly as they occurred and didn’t play fast and loose with them. You’re an honest man, and I thank you for that.”

 

 Being Nonverbally Sensitive非语言行为敏感性

  Much of what people communicate to one another is transmitted not only with words and sentences, but also with body language: the way they position their body, their tone of voice, their head movement. Many nonverbal acts are very important in connecting with another person; they let the other know that you are listening and prepare the other party to receive your message. We will discuss three important nonverbal behaviors: eye contact,body position, and nonverbal encouraging cues.

  Make Eye Contact. Dishonest people and cowards are not supposed to be able to look people in the eye. Poets claim that the eye is the lens that permits us to looksintosa persons soul. These and other bits of conventional wisdom illustrate how important people believe eye contact to be.

  In general, making eye contact is one way in which you can show others you are paying attention and listening, and that you consider them important. If people do not look at you when you are speaking, you may question whether they are listening. Of course, you may listen very well even when you are not looking at the other person; in fact, it may be easier to look away because you can focus on the spoken words and not be confused by visual information. But the point is that by not making eye contact, you are not providing the other person with an important cue that you are listening.

  When persuading someone, it is important to make eye contact when you deliver the most important part of your message. This is the equivalent of staring inside the other person, talking directly to his heart and soul.shavingsthe verbal and nonverbal systems in parallel at this point emphasizes the importance of the message that is being sent. Also, you should maintain eye contact not only when speaking but when receiving communication as well.

  Adjust Your Body Position. Parents frequently advise their children about how to stand and sit, particularly when they are in formal settings such as school, church, or dinner parties. The command“Sit up!”is often accompanied by“And pay attention!”Here the parent is teaching the child another widely help belief-the way you hold your body indicates whether or not you are paying attention to the other party. If you want to make sure that others know you are attentive to them, you should hold you body erect, lean slightly forward, and face the other person directly. If you accept and endorse the other’s message, you need to take care not to show disrespect with your body position by slouching, turning away, or placing your feet on the table. In contrast, crossing your arms, bowing your head, furrowing your brow, and squeezing your eyebrows together all can signal strong rejection or disapproval of the message.

  Nonverbal Encouraging Cues. You can indicate your attention and interest in what another is saying through a variety of simple behaviors. A head nod, a simple hand gesture to go on, or a murmured“Unh hunh”to indicate understanding all tell the other person to continue, that you are listening. In fact, you can encourage someone to continue to talk about many subjects by simply nodding your head as he or she is speaking.

 

 Summary总结

  When negotiating, it is vital for you to identify the tactics the other party is using and understand the problems fully. Also, It is equally important for you to use correct verbal and nonverbal messages to the other party to keep the negotiation going smoothly.
        风来疏竹,风过而竹不留声;
                   雁渡寒潭,雁去而潭不留影。
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9  发表于: 2004-04-02   
9:EFFECTIVE MEDIATING
  

第九章有效调解

  许多成功的谈判是在调解人的调解下完成的,本章将向您介绍调解人的定位和作用,并利用具体事例说明两种具体的调解方法:问题针对型调解方法和变革型调解方法。

 

 What Is a Mediator?什么是调解人?

  The mediator is a facilitator, a combination of priest and sorcerer, there to make sure the conversation stays productive and doesn’t deteriorate /into/ name-calling, and finger-pointing, and other assorted destructive patterns.

 

 Functions of a Mediator调解人的作用

  Project Neutrality: neutrality is easily said, not so easily achieved. Assuming you are human and that your parties are also human, it is the hardest thing to do. It is impossible to like everyone. Sometimes we are asked to help someone who is in a conflict situation. We may be asked to take sides, or we may be asked to get in the middle as a neutral party to help sort things out. Can we truly be neutral? To most of us, the word neutral means not taking sides. And we may be able to do that. We will still believe what we believe, and this may include an opinion about who is right and who is wrong. When we decide not to take sides, we are neutral on the outside, but we still have our beliefs and points of view on the inside. That is, we“look”neutral.

  Looking neutral might include not voicing an opinion, ensuring that everyone involved in the conflict is heard, and keeping people safe. We might look neutral by carefully choosing words so that they do not support one side or another. Looking neutral might also include keeping confidences-not telling the other side something that someone has told you in confidence.

  Looking neutral is not dishonest. You are not going to stop being yourself while you help people with their differences. However, you are going to behave in a way that makes people feel sure that you will be as evenhanded as possible.

  One way to make sure that you look neutral to the people you are trying to help is to check with them. When people ask you to help them as a neutral party, tell them what looking neutral looks like to you and see whether that works for them. If everybody can agree to what neutral looks like, you have a better picture of how you can help.

  Absorb Conflict: in addition to projecting neutrality in all you do, as a mediator you must absorb conflict at all times. Parties might argue with you or try to evoke a reaction. You must betray no emotion, be as expressionless as possible. You can nod to let them know you’re listening-and in fact, listen-but you must not react. No one can argue for very long with someone who won’t argue with him. It might frustrate a party that you won’t engage them, but they will ultimately give up. Don’t try to convince them or engage them. Just absorb the conflict.

  Defuse Tension: in any dispute, there is a level of tension. Depending on the nature of the dispute, there can be an enormous amount of tension in the room. It saps energy and distracts the parties from their real goal. If there is more tension when the parties are in the same room, separate them. Perhaps you need to operate with only a small group, one or two from each side, in one room. Don’t be afraid to use humor with the parties, and encourage them to use it with one another.

 

 Problem Solving Mediation

 

 问题针对型调解

  Two Siblings and One Orange

  People:

  Mediator-Tony

  Sibling-Jerry

  Sibling-Sandy

  Situation:

  Set up a table with three chairs. The chairs for the two siblings face one another across the table. Tony’s chair is between them. As the siblings come in, Tony greets them and asks them to take a seat. When both siblings are seated, Tony takes a seat.

  Tony: I understand that there is some problem about an orange between you two?

  Jerry: I’ll say! This jerk knows that I need the orange, and...

  Sandy: (interrupting) That’s exactly like Jerry! Everything is about what Jerry needs...

  Tony: (interrupting) Let’s wait just a minute, Sandy. Jerry, you too. I need to tell you how this will work. Most important, you both need to know that I’m not here to make any decisions for you. This isn’t like courtswheresyou tell me things and I decide for you. This is an opportunity for the two of you to sit down together, talk about what the problem is, and figure out a solution that works for both of you. How does that sound?

  Jerry: I have a solution in mind already. We just have to get through to Simple Simon over there.

  Tony: Right now I need to know that you are both willing to work together on this problem. You will get a chance to tell your story, Jerry. For now, tell me if you are willing to talk this out.

  Jerry: Sure. I’ll stay if Sandy stays.

  Tony: Sandy?

  Sandy: I’ll stay, but Jerry has to stop calling me names.

  Tony: Good. In fact, why don’t we make that a ground rule for our meeting?“No name-calling.”The siblings nod their agreement.

  Tony: Here’s how this will work. Everything you tell me will be confidential. I won’t tell anyone about what we talk about here unless you want me to. You may see me take notes so I can keep my thinking straight, but you’ll also see me tear my notes up when we are finished. I won’t take sides but will be here to be sure that you both are represented and to help you figure this out. We’ll start byshavingseach of you bring me up to date on what the problem is. First one will speak and then the other. During that time, I don’t want you to interrupt - just listen. If there is something you want to be sure to say, write it down and say it during your turn. Once you have had your turns, we can ask questions and talk about different points of view. If we come up with a solution that works for both of you, we’ll write it down and sign it. Sound good?

  Sandy and Jerry nod.

  Tony: Who would like to go first?

  Sandy: It may as well be Jerry. Jerry always goes first.

  Jerry: All right, I will.

  Tony: Is that really all right, Sandy?

  Sandy: Yeah.

  Jerry: Sandy has this self-image of being a great chef or something. I came home from running and wanted some fresh orange juice. It’s full of antioxidants and vitamin C. I need it after a run, but-no! Sandy has to bake. I’m hot, I’m tired, I’m thirsty. So all I did was pick up the orange and start to walk out of the room.

  Sandy: I was using it!!!

  Tony: (calmly) You’ll get your turn, Sandy.

  Jerry: See how Sandy always interrupts and yells! Anyway, I picket up the orange...

  Sandy: I do not interrupt and yell!

  Tony: (still calm, but a little more firmly) Sandy, let’s let Jerry finish. You may want to write down what you were going to say so you don’t forget it.(Sandy writes furiously on the tablet on the table:“I don’t yell!!!”)

  Tony: Jerry?

  Jerry: I picked up the orange and started to go out of the room and Sandy came after me screaming that the orange wasn’t mine, that it was part of some recipe.

  (There is pause.)

  Tony: Anything else, Jerry?

  Jerry: That’s about all there was to it. All I wanted was to make some orange juice.

  Tony: Thanks. Now, Sandy, why don’t you...

  Sandy: I was using that orange! Jerry just waltzes in and grabs the orange without asking and I need the entire peel to grate /into/ my special Blue Ribbon Pound Cake. It’s just like Jerry to ignore what I need. It’s not like jerry isn’t going to get any of the cake, but no! Jerry has to have juice. It’s infuriating!

  Tony: Anything else, Sandy?

  Sandy: No.

  Tony: Do you have questions for one another?

  Jerry: Yeah. Why does Sandy have to be such a jerk?

  Sandy: That’s name-calling! You said you wouldn’t call names!

  Tony: We did agree to not call names, Jerry. Is there another way you can ask Sandy the question?

  Jerry: Why is Sandy always acting like baking is the most important thing? Why can’t I take the orange and make juice if I’m thirsty?Tony: I don’t know. Why don’t you ask Sandy?

  Sandy: I know that you want juice, but you want some of my Blue Ribbon Pound Cake, too... If there’s not orange peel, there’s no Blue Ribbon Pound Cake. You just make me so mad when you come in and interrupt everything I have planned and take the orange just because you need juice. Blue Ribbon Pound Cakes don’t grow on trees.

  Jerry: You make great cakes, but when I come in all hot and thirsty, I really need my freshly squeezed orange juice. I can’t wait to cut that orange open and squeeze the juice out of it.

  Tony: Can you explain something to me? Sandy, how do you use the orange in your Blue Ribbon Pound Cake?

  Sandy: I zest it.

  Jerry: Oh, brother!

  Sandy: That’s what it’s called. I have this thing like a little grater, and I rub it all over the orange peel and the peel comes off /into/ the batter. It’s what gives my Blue Ribbon Pound Cake that special something.

  Tony: Thanks. And Jerry, how do you make juice?

  Jerry: I cut the peel off and put the orange in the juicer.

  Tony: Any ideas?

  Sandy: Yes! If Jerry wants cake, then no juice for Jerry.

  Jerry: That’s just stupid. I’ll make my juice, and you can dig the peel out of the trash for your stupid cake.

  (There is a pause.)

  Sandy:Better idea: I’ll use the zest and when I’m done baking you can have the orange.

  Jerry: I’m not waiting for you. When I come in I’m thirsty.

  Tony: So what do we have so far? (checks notes) Sandy, you just need the peel, and Jerry, you just need the fruit.

  Sandy: But I’m not digging the peel out of the trash.

  Jerry: You wouldn’t have to. I could leave it on the table for you. But I have to have my juice first.

  Sandy: In other words, I have to wait for you to come back until I can finish my cake. This isn’t working.

  Tony: Wait a minute, Sandy. Is there some way that there could be juice ready when Jerry needed it and you wouldn’t have to wait to start baking?

  Sandy: I’m not making Jerry’s juice, if that’s what you mean.

  Jerry: Just take the peel, and leave the fruit in the fridge. I’ll make my own juice when I get home.

  Tony: Will that work?

  Sandy: Works for me.

  Jerry: Will I still get some cake?

  Discussion: When the demonstration is finished, thank the two siblings and let them return to their regular seats. Explain that the next steps in the process would often include writing an agreement for each sibling to sign.“The two siblings finally came to an agreement that worked for them about the orange. Were there any issues other than the orange that we could have talked about?”

  Some groups will come up with answers to this; some will not. If yoursgroupshas some answers, write then on a flip chart as they say them to you. If you do not, suggest that some other issues were brought up besides the orange, including.One calls the other names.

  Jerry always goes first.

  Jerry doesn’t always seem to value Sandy’s baking.

  Sandy yells and interrupts.

  Sandy says that Jerry ignores his or her needs.

  Sandy is very proud of the pound cake.

  At one point, Jerry says,“You make great cakes.”

  Sandy and Jerry have slightly different values.

  Explain that some or all of these things could help or hinder the success of the two siblings- agreement about the orange. Mediators need to decide what issues they should be focusing on.
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